investment firm
investment firm
Section titled “investment firm”| Defined term | investment firm |
| Source | MiFID II |
| Reference | Article 4(1), point (1) |
| Status | Published |
| Refresh rule | Regenerate after source legal-text changes |
Definition
Section titled “Definition”(1) ‘investment firm’ means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis.
Source
Section titled “Source”MiFID II, Article 4(1), point (1).