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investment firm

Defined terminvestment firm
SourceMiFID II
ReferenceArticle 4(1), point (1)
StatusPublished
Refresh ruleRegenerate after source legal-text changes

(1) ‘investment firm’ means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis.

MiFID II, Article 4(1), point (1).